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23 KiB
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751 lines
23 KiB
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<html><head>
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<meta http-equiv="Content-Type" content="text/html; charset=utf-8">
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<title>Assurance Policy</title>
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<!--meta name="CREATED" content="20080530;0" -->
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<!--meta name="CHANGEDBY" content="Teus Hagen" -->
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<!--meta name="CREATEDBY" content="Ian Grigg" -->
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<!--meta name="CHANGEDBY" content="Teus Hagen" -->
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<!--meta name="CHANGEDBY" content="Robert Cruikshank" -->
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</style></head>
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<body style="direction: ltr; color: rgb(0, 0, 0);" lang="en-GB">
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<div class="comment">
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<table style="width: 100%;">
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<tr>
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<td>
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Name: AP <a style="color: steelblue" href="https://svn.cacert.org/CAcert/Policies/ControlledDocumentList.html">COD13</a><br>
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Status: POLICY <a style="color: steelblue" href="https://wiki.cacert.org/PolicyDecisions#p20090105.2">p20090105.2</a><br>
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Editor: <a style="color: steelblue" href="https://wiki.cacert.org/TeusHagen">Teus Hagen</a><br>
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Creation date: 2008-05-30<br>
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Last change by: Iang<br>
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Last change date: 2009-01-08<br>
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Licence: <a style="color: steelblue" href="https://wiki.cacert.org/Policy#Licence" title="this document is Copyright © CAcert Inc., licensed openly under CC-by-sa with all disputes resolved under DRP. More at wiki.cacert.org/Policy" > CC-by-sa+DRP </a><br>
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</td>
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<td class="r vTop">
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<a href="https://www.cacert.org/policy/PolicyOnPolicy.html"><img src="images/cacert-policy.png" alt="AP Status - POLICY" height="31" width="88" style="border-style: none;"></a>
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</td>
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</tr>
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</table>
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</div>
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<h1>Assurance Policy for CAcert Community Members</h1>
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<h2 id="s0">0. Preamble</h2>
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<h3 id="s0.1">0.1. Definition of Terms</h3>
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<dl>
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<dt>Member</dt>
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<dd> A Member is an individual who has agreed to the CAcert
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Community Agreement
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(<a href="https://www.cacert.org/policy/CAcertCommunityAgreement.html" target="_blank">CCA</a>)
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and has created successfully
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a CAcert login account on the CAcert web site. </dd>
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<dt>Assurance</dt>
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<dd> Assurance is the process by which a Member of CAcert
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Community (Assurer) identifies an individual (<span lang="en-US">Assuree</span>).
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</dd>
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<dt>Prospective Member</dt>
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<dd> An individual who participates in the process of Assurance,
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but has not yet created a CAcert login account. </dd>
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<dt>Name</dt>
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<dd> A Name is the full name of an individual.
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</dd>
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<dt>Secondary Distinguishing Feature</dt>
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<dd> An additional personal data item of the Member
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that assists discrimination from Members with similar full names.
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(Currently this is the Date of Birth (DoB).)
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</dd>
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</dl>
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<h3 id="s0.2">0.2. The CAcert Web of Trust</h3>
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<p>
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In face-to-face meetings,
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an Assurer allocates a number of Assurance Points
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to the Member being Assured.
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CAcert combines the Assurance Points
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into a global <i>Web-of-Trust</i> (or "WoT").
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</p>
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<p>
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CAcert explicitly chooses to meet its various goals by
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construction of a Web-of-Trust of all Members.
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</p>
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<h3 id="s0.3">0.3. Related Documentation</h3>
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<p>
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Documentation on Assurance is split between this
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Assurance Policy (AP) and the
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<a href="https://wiki.cacert.org/AssuranceHandbook2" target="_blank">Assurance
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Handbook</a>. The policy is controlled by Configuration Control
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Specification
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(<a href="https://svn.cacert.org/CAcert/Policies/ConfigurationControlSpecification.html" target="_blank">CCS</a>)
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under Policy on Policy
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(<a href="https://www.cacert.org/policy/PolicyOnPolicy.html" target="_blank">PoP</a>)
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policy document regime. Because Assurance is an active area, much
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of the practice is handed over to the Assurance Handbook, which is
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not a controlled policy document, and can more easily respond to
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experience and circumstances. It is also more readable.
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</p>
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<p>
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See also Organisation Assurance Policy (<a href="https://www.cacert.org/policy/OrganisationAssurancePolicy.html" target="_blank">OAP</a>)
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and CAcert Policy Statement (<a href="https://www.cacert.org/policy/CertificationPracticeStatement.html" target="_blank">CPS</a>).
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</p>
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<h2 id="s1">1. Assurance Purpose</h2>
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<p>The purpose of Assurance is to add confidence
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in the Assurance Statement made by the CAcert Community of a Member. </p>
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<p>With sufficient assurances, a Member may: (a) issue certificates
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with their assured Name included, (b) participate in assuring others,
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and (c) other related activities. The strength of these activities is
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based on the strength of the assurance. </p>
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<h3 id="s1.1">1.1. The Assurance Statement</h3>
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<p>
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The Assurance Statement makes the following claims
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about a person:
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</p>
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<ol>
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<li>
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<p>The person is a bona fide Member. In other words, the
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person is a member of the CAcert Community as defined by the CAcert
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Community Agreement (<a href="https://www.cacert.org/policy/CAcertCommunityAgreement.html" target="_blank">CCA</a>); </p>
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</li>
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<li>
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<p>The Member has a (login) account with CAcert's on-line
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registration and service system; </p>
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</li>
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<li>
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<p>The Member can be determined from any CAcert certificate
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issued by the Account; </p>
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</li>
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<li>
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<p>The Member is bound into CAcert's Arbitration as defined
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by the CAcert Community Agreement; </p>
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</li>
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<li>
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<p>Some personal details of the Member are known to CAcert:
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the individual Name(s), primary and other listed individual email
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address(es), secondary distinguishing feature (e.g. DoB). </p>
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</li>
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</ol>
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<p>The confidence level of the Assurance Statement is expressed by
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the Assurance Points. </p>
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<h3 id="s1.2">1.2. Relying Party Statement</h3>
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<p>The primary goal of the Assurance Statement is for the express
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purpose of certificates to meet the needs of the <em>Relying Party
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Statement</em>, which latter is found in the Certification Practice
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Statement (<a href="https://www.cacert.org/policy/CertificationPracticeStatement.html" target="_blank">CPS</a>).
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</p>
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<p>When a certificate is issued, some of the Assurance Statement may
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be incorporated, e.g. Name. Other parts may be implied, e.g.
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Membership, exact account and status. They all are part of the
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<em>Relying Party Statement</em>. In short, this means that other
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Members of the Community may rely on the information verified by
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Assurance and found in the certificate.</p>
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<p>In particular, certificates are sometimes considered to provide
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reliable indications of e.g. the Member's Name and email address. The
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nature of Assurance, the number of Assurance Points, and other
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policies and processes should be understood as limitations on any
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reliance. </p>
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<h2 id="s2">2. The Member</h2>
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<h3 id="s2.1">2.1. The Member's Name </h3>
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<p>
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At least one individual Name is recorded in the Member's
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CAcert login account. The general standard of a Name is:
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</p>
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<ul>
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<li>
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<p>
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The Name should be recorded as written in a
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government-issued photo identity document (ID).
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</p>
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</li>
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<li>
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<p>
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The Name should be recorded as completely as possible.
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That is, including all middle names, any titles and extensions,
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without abbreviations, and without transliteration of characters.
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</p>
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</li>
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<li>
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<p>The Name is recorded as a string of characters,
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encoded in unicode
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transformation format.</p>
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</li>
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</ul>
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<h3 id="s2.2">2.2. Multiple Names and variations</h3>
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<p>
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In order to handle the contradictions in the above general standard,
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a Member may record multiple Names or multiple variations of a Name
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in her CAcert online Account.
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Examples of variations include married names,
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variations of initials of first or middle names,
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abbreviations of a first name,
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different language or country variations,
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and transliterations of characters in a name.
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</p>
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<h3 id="s2.3">2.3. Status and Capabilities</h3>
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<p>
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A Name which has reached
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the level of 50 Assurance Points is defined as an Assured
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Name. An Assured Name can be used in a certificate issued by CAcert.
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A Member with at least one Assured Name has reached the Assured
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Member status.
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Additional capabilities are described in Table 1.
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</p>
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<blockquote>
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<p class="l size075"><em>Table 1:
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Assurance Capability</em></p>
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<table class="padding5 margin0" border="1">
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<tbody>
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<tr>
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<td style="width: 10%;">
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<p class="l"><em>Minimum Assurance Points</em></p>
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</td>
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<td style="width: 15%;">
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<p class="l"><em>Capability</em></p>
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</td>
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<td style="width: 15%;">
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<p class="l"><em>Status</em></p>
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</td>
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<td style="width: 60%;">
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<p class="l"><em>Comment</em></p>
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</td>
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</tr>
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<tr class="vTop">
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<td>
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<p class="c">0</p>
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</td>
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<td>
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<p class="l">Request Assurance</p>
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</td>
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<td>
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<p class="l">Prospective Member</p>
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</td>
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<td>
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<p class="l">Individual taking part of an
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Assurance, who does not have created a CAcert login account (yet). The
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allocation of Assurance Points is awaiting login account creation.</p>
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</td>
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</tr>
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<tr class="vTop">
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<td>
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<p class="c">0</p>
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</td>
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<td>
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<p class="l">Request unnamed certificates</p>
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</td>
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<td>
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<p class="l">Member</p>
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</td>
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<td>
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<p class="l">Although the Member's details are
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recorded in the account, they are not highly assured.</p>
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</td>
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</tr>
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<tr class="vTop">
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<td>
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<p class="c">50</p>
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</td>
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<td>
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<p class="l">Request named certificates</p>
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</td>
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<td>
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<p class="l">Assured Member</p>
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</td>
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<td>
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<p class="l">Statements of Assurance: the Name is
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assured to 50 Assurance Points or more</p>
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</td>
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</tr>
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<tr class="vTop">
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<td>
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<p class="c">100</p>
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</td>
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<td>
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<p class="l">Become an Assurer</p>
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</td>
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<td>
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<p class="l">Prospective Assurer</p>
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</td>
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<td>
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<p class="l">Assured to 100 Assurance Points (or
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more) on at least one Name, and passing the Assurer Challenge.</p>
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</td>
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</tr>
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</tbody>
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</table>
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</blockquote>
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<p>
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A Member may check the status of another Member, especially
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for an assurance process.
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Status may be implied from information in a certificate.
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The number of Assurance Points for each Member is not published.
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</p>
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<p>
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The CAcert Policy Statement
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(<a href="https://www.cacert.org/policy/CertificationPracticeStatement.html" target="_blank">CPS</a>)
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and other policies may list other capabilities that rely on Assurance
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Points.
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</p>
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<h2 id="s3">3. The Assurer</h2>
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<p>An Assurer is a Member with the following: </p>
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<ul>
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<li>
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<p>Is assured to a minimum of 100 Assurance Points; </p>
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</li>
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<li>
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<p>Has passed the CAcert Assurer Challenge. </p>
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</li>
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</ul>
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<p>The Assurer Challenge is administered by the Education Team on
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behalf of the Assurance Officer. </p>
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<h3 id="s3.1">3.1. The Obligations of the Assurer</h3>
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<p>The Assurer is obliged to: </p>
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<ul>
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<li>
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<p>Follow this Assurance Policy; </p>
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</li>
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<li>
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<p>Follow any additional rules of detail laid out by the
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CAcert Assurance Officer; </p>
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</li>
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<li>
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|
|
<p>Be guided by the CAcert <a href="https://wiki.cacert.org/AssuranceHandbook2" target="_blank">Assurance Handbook</a> in their
|
||
|
|
judgement; </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Make a good faith effort at identifying and verifying
|
||
|
|
Members; </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Maintain the documentation on each Assurance; </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Deliver documentation to Arbitration, or as otherwise
|
||
|
|
directed by the Arbitrator; </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Keep up-to-date with developments within the CAcert
|
||
|
|
Community. </p>
|
||
|
|
</li>
|
||
|
|
</ul>
|
||
|
|
<h2 id="s4">4. The Assurance</h2>
|
||
|
|
<h3 id="s4.1">4.1. The Assurance Process</h3>
|
||
|
|
<p>The Assurer conducts the process of Assurance with each
|
||
|
|
Member. </p>
|
||
|
|
<p>The process consists of: </p>
|
||
|
|
<ol>
|
||
|
|
<li>
|
||
|
|
<p>Voluntary agreement by both Assurer and Member or
|
||
|
|
Prospective Member to conduct the Assurance; </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Personal meeting of Assurer and Member or Prospective
|
||
|
|
Member; </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Recording of essential details on CAcert Assurance
|
||
|
|
Programme form; </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Examination of Identity documents by Assurer and
|
||
|
|
verification of recorded details (the Name(s) and Secondary
|
||
|
|
Distinguishing Feature, e.g., DoB); </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Allocation of Assurance Points by Assurer; </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Optional: supervision of reciprocal Assurance made by
|
||
|
|
Assuree (Mutual Assurance); </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Safekeeping of the CAcert Assurance Programme (<a href="https://www.cacert.org/cap.php" target="_blank">CAP</a>)
|
||
|
|
forms by Assurer. </p>
|
||
|
|
</li>
|
||
|
|
</ol>
|
||
|
|
<h3 id="s4.2">4.2. Mutual Assurance</h3>
|
||
|
|
<p>Mutual Assurance follows the principle of reciprocity. This
|
||
|
|
means
|
||
|
|
that the Assurance may be two-way, and that each member participating
|
||
|
|
in the Assurance procedure should be able to show evidence of their
|
||
|
|
identity to the other. </p>
|
||
|
|
<p>In the event that an Assurer is assured by a Member who is not
|
||
|
|
certified as an Assurer, the Assurer supervises the Assurance
|
||
|
|
procedure and process, and is responsible for the results. </p>
|
||
|
|
<p>Reciprocity maintains a balance between the (new) member and
|
||
|
|
the
|
||
|
|
Assurer, and reduces any sense of power. It is also an important aid
|
||
|
|
to the assurance training for future Assurers. </p>
|
||
|
|
|
||
|
|
<h3 id="s4.3">4.3. Assurance Points</h3>
|
||
|
|
<p>The Assurance applies Assurance Points to each Member which
|
||
|
|
measure the increase of confidence in the Statement (above).
|
||
|
|
Assurance Points should not be interpreted for any other purpose.
|
||
|
|
Note that, even though they are sometimes referred to as <em>Web-of-Trust</em>
|
||
|
|
(Assurance) Points, or <em>Trust</em> Points, the meaning
|
||
|
|
of the word
|
||
|
|
'Trust' is not well defined. </p>
|
||
|
|
<p><em>Assurance Points Allocation</em><br>
|
||
|
|
An Assurer can allocate a
|
||
|
|
number of Assurance Points to the Member according to the Assurer's
|
||
|
|
experience (Experience Point system, see below). The allocation of
|
||
|
|
the maximum means that the Assurer is 100% confident in the
|
||
|
|
information presented: </p>
|
||
|
|
<ul>
|
||
|
|
<li>
|
||
|
|
<p>Detail on form, system, documents, person in accordance; </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Sufficient quality identity documents have been checked; </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Assurer's familiarity with identity documents; </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>The Assurance Statement is confirmed. </p>
|
||
|
|
</li>
|
||
|
|
</ul>
|
||
|
|
<p>
|
||
|
|
Any lesser confidence should result in less Assurance Points for a
|
||
|
|
Name. If the Assurer has no confidence in the information presented,
|
||
|
|
then <em>zero</em> Assurance Points may be allocated by the Assurer.
|
||
|
|
For example, this may happen if the identity documents are totally
|
||
|
|
unfamiliar to the Assurer. The number of Assurance Points from <em>zero</em>
|
||
|
|
to <em>maximum</em> is guided by the Assurance Handbook
|
||
|
|
and the judgement of the Assurer.
|
||
|
|
If there is negative confidence the Assurer should consider
|
||
|
|
filing a dispute.
|
||
|
|
</p>
|
||
|
|
<p>Multiple Names should be allocated Assurance Points
|
||
|
|
independently within a single Assurance. </p>
|
||
|
|
<p>
|
||
|
|
A Member who is not an Assurer may award an Assurer in a
|
||
|
|
reciprocal process a maximum of 2 Assurance Points, according to
|
||
|
|
her judgement. The Assurer should strive to have the Member allocate
|
||
|
|
according to the Member's judgement, and stay on the cautious side;
|
||
|
|
the Member new to the assurance process
|
||
|
|
should allocate <em>zero</em> Assurance Points
|
||
|
|
until she gains some confidence in what is happening.
|
||
|
|
</p>
|
||
|
|
<p>
|
||
|
|
In general, for a Member to reach 50 Assurance Points, the Member must
|
||
|
|
have participated in at least two assurances, and
|
||
|
|
at least one Name will have been assured to that level.
|
||
|
|
</p>
|
||
|
|
<p>
|
||
|
|
To reach 100 Assurance
|
||
|
|
Points, at least one Name of the Assured Member must have been
|
||
|
|
assured at least three times.
|
||
|
|
</p>
|
||
|
|
<p>
|
||
|
|
The maximum number of Assurance
|
||
|
|
Points which can be allocated for an Assurance under this policy
|
||
|
|
and under any act under any
|
||
|
|
Subsidiary Policy (below) is 50 Assurance Points.
|
||
|
|
</p>
|
||
|
|
|
||
|
|
<h3 id="s4.4">4.4. Experience Points</h3>
|
||
|
|
<p>The maximum number of Assurance Points that may be awarded by
|
||
|
|
an
|
||
|
|
Assurer is determined by the Experience Points of the Assurer. </p>
|
||
|
|
<blockquote>
|
||
|
|
<p class="l size075" ><em>Table 2:
|
||
|
|
Maximum of Assurance Points </em>
|
||
|
|
</p>
|
||
|
|
<table class="padding margin0" border="1" style="width: 15%;">
|
||
|
|
<tbody>
|
||
|
|
<tr>
|
||
|
|
<td>
|
||
|
|
<p><em>Assurer's Experience Points</em></p>
|
||
|
|
</td>
|
||
|
|
<td>
|
||
|
|
<p><em>Allocatable Assurance Points</em></p>
|
||
|
|
</td>
|
||
|
|
</tr>
|
||
|
|
<tr>
|
||
|
|
<td>
|
||
|
|
<p class="c">0</p>
|
||
|
|
</td>
|
||
|
|
<td>
|
||
|
|
<p class="c">10</p>
|
||
|
|
</td>
|
||
|
|
</tr>
|
||
|
|
<tr>
|
||
|
|
<td>
|
||
|
|
<p class="c">10</p>
|
||
|
|
</td>
|
||
|
|
<td>
|
||
|
|
<p class="c">15</p>
|
||
|
|
</td>
|
||
|
|
</tr>
|
||
|
|
<tr>
|
||
|
|
<td>
|
||
|
|
<p class="c">20</p>
|
||
|
|
</td>
|
||
|
|
<td>
|
||
|
|
<p class="c">20</p>
|
||
|
|
</td>
|
||
|
|
</tr>
|
||
|
|
<tr>
|
||
|
|
<td>
|
||
|
|
<p class="c">30</p>
|
||
|
|
</td>
|
||
|
|
<td>
|
||
|
|
<p class="c">25</p>
|
||
|
|
</td>
|
||
|
|
</tr>
|
||
|
|
<tr>
|
||
|
|
<td>
|
||
|
|
<p class="c">40</p>
|
||
|
|
</td>
|
||
|
|
<td>
|
||
|
|
<p class="c">30</p>
|
||
|
|
</td>
|
||
|
|
</tr>
|
||
|
|
<tr>
|
||
|
|
<td>
|
||
|
|
<p class="c">>=50</p>
|
||
|
|
</td>
|
||
|
|
<td>
|
||
|
|
<p class="c">35</p>
|
||
|
|
</td>
|
||
|
|
</tr>
|
||
|
|
</tbody>
|
||
|
|
</table>
|
||
|
|
</blockquote>
|
||
|
|
<p>An Assurer is given a maximum of 2 Experience Points for every
|
||
|
|
completed Assurance. On reaching Assurer status, the Experience
|
||
|
|
Points start at 0 (zero). </p>
|
||
|
|
<p>Less Experience Points (1) may be given for mass Assurance
|
||
|
|
events,
|
||
|
|
where each Assurance is quicker. </p>
|
||
|
|
<p>Additional Experience Points may be granted temporarily or
|
||
|
|
permanently to an Assurer by CAcert Inc.'s Committee (board), on
|
||
|
|
recommendation from the Assurance Officer. </p>
|
||
|
|
<p>Experience Points are not to be confused with Assurance
|
||
|
|
Points. </p>
|
||
|
|
<h3 id="s4.5">4.5. CAcert Assurance Programme (CAP) form</h3>
|
||
|
|
<p>The CAcert Assurance Programme (<a href="https://www.cacert.org/cap.php" target="_blank">CAP</a>)
|
||
|
|
form requests the following details of each Member or Prospective
|
||
|
|
Member: </p>
|
||
|
|
<ul>
|
||
|
|
<li>
|
||
|
|
<p>Name(s), as recorded in the on-line account; </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Primary email address, as recorded in the on-line account;
|
||
|
|
</p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Secondary Distinguishing Feature, as recorded in the
|
||
|
|
on-line account (normally, date of birth); </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Statement of agreement with the CAcert Community
|
||
|
|
Agreement; </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Permission to the Assurer to conduct the Assurance
|
||
|
|
(required for privacy reasons); </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Date and signature of the Assuree. </p>
|
||
|
|
</li>
|
||
|
|
</ul>
|
||
|
|
<p>The CAP form requests the following details of the Assurer: </p>
|
||
|
|
<ul>
|
||
|
|
<li>
|
||
|
|
<p>At least one Name as recorded in the on-line account of
|
||
|
|
the Assurer; </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Assurance Points for each Name in the identity
|
||
|
|
document(s); </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Statement of Assurance; </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Optional: If the Assurance is reciprocal, then the
|
||
|
|
Assurer's email address and Secondary Distinguishing Feature are
|
||
|
|
required as well; </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Date, location of Assurance and signature of Assurer. </p>
|
||
|
|
</li>
|
||
|
|
</ul>
|
||
|
|
<p>The CAP forms are to be kept at least for 7 years by the
|
||
|
|
Assurer. </p>
|
||
|
|
<h2 id="s5">5. The Assurance Officer</h2>
|
||
|
|
<p>The Committee (board) of CAcert Inc. appoints an Assurance
|
||
|
|
Officer
|
||
|
|
with the following responsibilities: </p>
|
||
|
|
<ul>
|
||
|
|
<li>
|
||
|
|
<p>Reporting to the Committee and advising on all matters to
|
||
|
|
do with Assurance; </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Training and testing of Assurers, in association with the
|
||
|
|
Education Team; </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Updating this Assurance Policy, under the process
|
||
|
|
established by Policy on Policy (<a href="https://www.cacert.org/policy/PolicyOnPolicy.html" target="_blank">PoP</a>); </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Management of all Subsidiary Policies (see below) for
|
||
|
|
Assurances, under Policy on Policy; </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Managing and creating rules of detail or procedure where
|
||
|
|
inappropriate for policies; </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Incorporating rulings from Arbitration into policies,
|
||
|
|
procedures or guidelines; </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Assisting the Arbitrator in any requests; </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Managing the Assurer Handbook; </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Maintaining a sufficient strength in the Assurance process
|
||
|
|
(web-of-trust) to meet the agreed needs of the Community. </p>
|
||
|
|
</li>
|
||
|
|
</ul>
|
||
|
|
<h2 id="s6">6. Subsidiary Policies</h2>
|
||
|
|
<p>The Assurance Officer manages various exceptions and additional
|
||
|
|
processes. Each must be covered by an approved Subsidiary Policy
|
||
|
|
(refer to <a href="https://www.cacert.org/policy/PolicyOnPolicy.html" target="_blank">Policy on Policy</a> => CAcert Official Document COD1).
|
||
|
|
Subsidiary Policies specify any additional tests of knowledge
|
||
|
|
required and variations to process and documentation, within the
|
||
|
|
general standard stated here. </p>
|
||
|
|
<h3 id="s6.1">6.1. Standard</h3>
|
||
|
|
<p>Each Subsidiary Policy must augment and improve the general
|
||
|
|
standards in this Assurance Policy. It is the responsibility of each
|
||
|
|
Subsidiary Policy to describe how it maintains and improves the
|
||
|
|
specific and overall goals. It must describe exceptions and potential
|
||
|
|
areas of risk. </p>
|
||
|
|
|
||
|
|
<h3 id="s6.2">6.2. High Risk Applications</h3>
|
||
|
|
<p>In addition to the Assurance or Experience Points ratings set
|
||
|
|
here and in other subsidiary policies, the Assurance Officer or policies can
|
||
|
|
designate certain applications as high risk. If so, additional
|
||
|
|
measures may be added to the Assurance process that specifically
|
||
|
|
address the risks.</p>
|
||
|
|
<p>Additional measures may include:
|
||
|
|
</p>
|
||
|
|
<ul>
|
||
|
|
<li>
|
||
|
|
<p>Additional information can be required in process of assurance: </p>
|
||
|
|
<ul>
|
||
|
|
<li>unique numbers of identity documents,</li>
|
||
|
|
<li>photocopy of identity documents,</li>
|
||
|
|
<li>photo of User,</li>
|
||
|
|
<li>address of User.</li>
|
||
|
|
</ul>
|
||
|
|
<p>Additional Information is to be kept by Assurer, attached to
|
||
|
|
CAcert Assurance Programme (<a href="https://www.cacert.org/cap.php" target="_blank">CAP</a>)
|
||
|
|
form. Assurance Points allocation by this assurance is unchanged.
|
||
|
|
User's CAcert login account should be annotated to record type of
|
||
|
|
additional information;</p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Arbitration: </p>
|
||
|
|
<ul>
|
||
|
|
<li> Member to participate in Arbitration. This confirms
|
||
|
|
their acceptance of the forum as well as trains in the process and
|
||
|
|
import,
|
||
|
|
</li>
|
||
|
|
<li> Member to file Arbitration to present case. This
|
||
|
|
allows Arbitrator as final authority;
|
||
|
|
</li>
|
||
|
|
</ul>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Additional training; </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Member to be Assurer (at least 100 Assurance Points and
|
||
|
|
passed Assurer Challenge); </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Member agrees to additional specific agreement(s); </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>Additional checking/auditing of systems data by CAcert
|
||
|
|
support administrators. </p>
|
||
|
|
</li>
|
||
|
|
</ul>
|
||
|
|
<p>Applications that might attract additional measures include
|
||
|
|
code-signing certificates and administration roles. </p>
|
||
|
|
<h2 id="s7">7. Privacy</h2>
|
||
|
|
<p>CAcert is a "privacy" organisation, and takes the
|
||
|
|
privacy of its Members seriously. The process maintains the security
|
||
|
|
and privacy of both parties. </p>
|
||
|
|
<p>Information is collected primarily to make claims within the
|
||
|
|
certificates requested by users and to contact the Members. It is
|
||
|
|
used secondarily for training, testing, administration and other
|
||
|
|
internal purposes. </p>
|
||
|
|
<p>The Member's information can be accessed under these
|
||
|
|
circumstances: </p>
|
||
|
|
<ul>
|
||
|
|
<li>
|
||
|
|
<p>Under Arbitrator ruling, in a duly filed dispute (<a href="https://www.cacert.org/policy/DisputeResolutionPolicy.html" target="_blank">Dispute Resolution Policy</a>
|
||
|
|
=> COD7); </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>An Assurer in the process of an Assurance, as permitted on
|
||
|
|
the CAcert Assurance Programme (<a href="https://www.cacert.org/cap.php" target="_blank">CAP</a>)
|
||
|
|
form; </p>
|
||
|
|
</li>
|
||
|
|
<li>
|
||
|
|
<p>CAcert support administration and CAcert systems
|
||
|
|
administration when operating under the authority of Arbitrator or
|
||
|
|
under CAcert policy. </p>
|
||
|
|
</li>
|
||
|
|
</ul>
|
||
|
|
<p><a href="http://validator.w3.org/check?uri=referer"><img src="images/valid-html50-blue.png" alt="Valid HTML 5" height="31" width="88"></a></p>
|
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</body></html>
|
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